Latest articles from Justin Pugsley

Joshua Maxey

France shows the way in unbundling debate

The French regulator has taken the lead with its recent consultation on the debate over implementing European regulations separating brokerage commissions from the payment for research.

Sarah Jane Mahmud

MiFID 2 poses a dilemma for small-caps

Small-cap stocks have long been a neglected corner of the market for investment analysts, but industry sources have mixed views over whether unbundling research from brokerage commissions will improve or worsen the situation.

Brexit flag pins

Forum launched to study financial services post-Brexit

Untangling the UK from the EU will be very complex from a regulatory perspective, as will any trade negotiations after the two go their separate ways. It is against this backdrop that the Financial Services Negotiation Forum was launched to plug knowledge gaps with fact-based research.

Filippo Alloatti

Eurozone bad loan clean-up slowed by regulation

Non-performing loans are a blight on the Eurozone’s financial system and a drag on its economy. However, disparate national regimes and the EU’s own rules are slowing down the clean-up process.

US OCC sets up fintech office

The Office of the Comptroller of the Currency aims to to get to grips with innovation.

Regulators call for more market information

US supervisors are demanding more data on the vast US treasuries market so they can better monitor it.

Legal blow for Consumer Financial Protection Bureau

The CFPB faces a new challenge to its authority after a court ruling.

CFTC executive frustrated over liquidity drain

Commodity Futures Trading Commission frets over falling liquidity levels in key US markets.

ECB and Bundesbank differ over high-frequency traders

Two central banks have released reports on high-frequency trading taking differing stances on the issue demonstrating the challenges of properly regulating the activity.

BCBS acts to limit banks holding TLAC instruments

The Basel Committee on Banking Supervision finalises rules to discourage banks from owning total loss-absorbing capacity instruments issued by other lenders